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Mathematics of Transformers

Mathematics of Transformers


1. Attention Mechanism

The self-attention mechanism is the cornerstone of transformers, allowing the model to weigh the importance of different tokens in a sequence:

Scaled Dot-Product Attention: \[ \text{Attention}(Q, K, V) = \text{softmax}\left(\frac{QK^T}{\sqrt{d_k}}\right)V \] - \( Q \): Query matrix - \( K \): Key matrix - \( V \): Value matrix - \( d_k \): Dimensionality of keys

To improve representation learning, multi-head attention computes multiple attention outputs from different subspaces:

\[ \text{MultiHead}(Q, K, V) = \text{Concat}(\text{head}_1, \ldots, \text{head}_h)W^O \]

2. Positional Encoding

Transformers incorporate positional encoding to account for sequence order:

\[ \text{PE}_{(pos, 2i)} = \sin\left(\frac{pos}{10000^{\frac{2i}{d}}}\right), \quad \text{PE}_{(pos, 2i+1)} = \cos\left(\frac{pos}{10000^{\frac{2i}{d}}}\right) \]

Where:

  • \( pos \): Position index
  • \( i \): Dimension index
  • \( d \): Embedding size

3. Feedforward Networks

Transformers use position-wise feedforward networks (FFN) for additional processing:

\[ \text{FFN}(x) = \text{ReLU}(xW_1 + b_1)W_2 + b_2 \]

4. Layer Normalization

Layer normalization ensures stable training:

\[ \text{LayerNorm}(x) = \frac{x - \mu}{\sqrt{\sigma^2 + \epsilon}} \cdot \gamma + \beta \] - \( \mu \): Mean of \( x \) - \( \sigma^2 \): Variance of \( x \) - \( \gamma, \beta \): Learnable parameters

5. Optimization

Transformers are optimized with methods like the Adam optimizer and learning rate scheduling:

Learning Rate Scheduling: \[ \text{lr} = d^{-0.5} \cdot \min(\text{step}^{-0.5}, \text{step} \cdot \text{warmup\_steps}^{-1.5}) \]

6. Tokenization and Embedding

Input sequences are tokenized and converted to dense vectors using an embedding matrix:

\[ \text{Embedding}(x) = W_e \cdot x \]

7. Loss Function

For tasks like language modeling, transformers optimize a cross-entropy loss function:

\[ \mathcal{L} = -\sum_{i=1}^{N} y_i \log(\hat{y}_i) \] - \( y_i \): True probability - \( \hat{y}_i \): Predicted probability

8. Computational Complexity

Self-attention has a computational complexity of \( O(n^2d) \), which scales quadratically with sequence length. Optimizations such as sparse attention reduce this complexity.


This work is licensed under a Creative Commons Attribution 4.0 International License.

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